Begin a conversation...
Every relationship begins with a conversation, and our aim is always to understand what matters most to the people we work with before making any recommendations.
Onboarding Checklist:
Initial Consultation - Schedule a discovery meeting (virtual or in-person) to discuss your goals, risk tolerance, and time horizon. We focus initially on the assets you intend to place under our management. Additional financial information may be requested as needed to ensure appropriate investment recommendations.
Open or Transfer Accounts to Schwab - We assist with opening a custodial account at Charles Schwab & Co., Inc. and initiating transfers from your current custodian. Schwab does not charge a fee to open an account; however, your current custodian may charge transfer or termination fees. In most cases, Schwab facilitates the transfer process directly.
Advisory Authorization - Tower Ridge Investment Management is appointed as your Investment Adviser and granted discretionary authority pursuant to your agreement and Schwab authorization forms.
Advisory Agreement & Client Information - Review and sign the Investment Advisory Agreement (IAA) and provide information regarding your objectives, risk tolerance, and financial circumstances.
Investment Policy Statement (IPS) - We develop an IPS outlining your objectives, risk profile, time horizon, and guidelines for managing your portfolio.
Funding & Implementation - Once assets are received, we implement your portfolio strategy based on your Investment Policy Statement and agreed parameters.
Ongoing Service - We provide periodic performance reports and are available to review your portfolio, discuss market conditions, and make adjustments as appropriate based on your objectives and any changes in your circumstances.
All investing involves risk, including the possible loss of principal.
CONTACT INFORMATION:
Tower Ridge Investment Management LLC
Brandon Fluegel, Principal, Portfolio Manager
Brandon Fluegel is the Principal and Portfolio Manager with over twenty-five years in trading, portfolio management and risk-management spanning equities, derivatives and digital assets. He has successfully managed over $1B daily in notional risk in his decade of proprietary futures and options trading, was a founding partner and Portfolio Manager of an early top-performing multi-award-winning digital asset hedge fund and has been a private discretionary PM for over twenty-five years.
Form ADV & Form CRS: Clients and prospective clients may obtain a copy of our current Form ADV (Parts 1, 2A, and 2B) and our Client Relationship Summary (Form CRS) by visiting the SEC’s IAPD website at https://adviserinfo.sec.gov/firm/summary/340348 or by contacting us directly. Conflicts of Interest Please refer to our Form ADV Part 2A (Brochure) for a full discussion of our fees, services, conflicts of interest, and other important information.
Email: info@towerridge.io
Tower Ridge Investment Management LLC CRD #340348
2026 Tower Ridge Investment Management LLC. All rights reserved.
IMPORTANT DISCLOSURE
Tower Ridge Investment Management LLC is a Registered Investment Advisor with the State of Michigan (CRD# 340348). Registration does not imply a certain level of skill or training.
The information provided on this website is for informational purposes only and does not constitute individualized investment advice or a recommendation to buy or sell any securities.
Advisory services are only offered to clients or prospective clients where Tower Ridge Investment Management LLC and its representatives are properly licensed or exempt from licensure and have entered into an executed written advisory agreement.
All investments involve risk, including the possible loss of principal. Past performance does not guarantee future results.